Prepare, review and revise scope of the audit to be carried out.
Engage with the auditee and POC for consensus of scope and plan.
Ensure understanding of the process flow of each department & document the same for future reference.
Compile / Update the Audit Programs based on the initial review, in coordination with the reporting manage.
Execute & complete the audits in accordance with the audit plan.
Document the audit checks carried out and findings in the form of working papers, with details mentioned in clear cut terms.
Report major deviations on policies & procedures observed during audit and recommendations on improvements.
Ensure all audit findings are validated and evidenced.
Prepare & submit audit reports & ensure adherence to audit principles to arrive at an overall informed opinion/audit findings & discuss the same with the reporting manager.
Ensure proper data/file management on working papers/audit reports.
Provide suggestions & recommendation on improving audit programs & techniques.
Carry out continuous follow-up of open issues and ensure management is working towards effective closure of the observation identified.
Provide assistance and support for preparation of various management reports.